Financial Services & Fintech |  Jun 13, 2013

Member States’ comparison of Liability Regimes in relation to the Prospectus Directive

In response to the European Commission’s January 2011 request for assistance in identifying and monitoring the different regimes in EEA states, a report on the comparison of liability regimes in Member States in relation to the Prospectus Directive was published on 10th June 2013, by the European Securities and Markets Authority (ESMA).

This report is the first of its kind, providing a comparison of the liability regimes covering the EEA, including the 27 EU Member States as well as Iceland and Norway, in order to provide clarity for market participants on the different regimes, arrangements and frameworks in place in EEA States.

The administrative, criminal, civil and governmental liability have been addressed in this report, excluding however the application of regimes and sanctions.

For further information about how GVZH Advocates can help you with any advice in connection with your Malta financial services query, kindly contact us here.

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Andrew J Zammit | Managing Partner | GVZH Advocates

Andrew J. Zammit

Kurt Hyzler | GVZH Advocates | Malta Law Firm

Kurt Hyzler

Luca Vella | GVZH Advocates

Luca Vella

Jeanelle Cachia | GVZH Advocates | Malta Law Firm

Jeanelle Cachia

Katia Cachia | GVZH Advocates | Top Tier Law Firm Malta

Katia Cachia

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Danica Decesare

Francesca Anastasi - GVZH Advocates - Malta Law Firm

Francesca Anastasi

Gianluca Vella - GVZH Advocates - Malta Law Firm

Gianluca Falzon

Nicola Fenech Conti - GVZH Advocates - Malta Law Firm

Nicola Fenech Conti

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