Compliance Alerts


Financial Services Regulation
Jul 31, 2018

Category 4 Investment Services Licence Holders

If you are a Category 4 Investment Services Licence Holder, the Interim Financial Return is due to the MFSA by 31st July. For any assistance...

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Financial Services Regulation
Jul 31, 2018

Category 4 Investment Services Licence Holders – July Deadline

If you are a Category 4 Investment Services Licence Holder, the Interim Financial Return is due to the MFSA by 31st July. For any assistance...

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Financial Services Regulation
Jul 31, 2018

Category 1 MiFID Licence Holders

If you are a Category 1 (MiFID) Investment Services Licence Holder, the Interim Financial Return is due to the MFSA by 31st July. For any...

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Financial Services Regulation
Jul 31, 2018

Category 2 AIFMs

If you are a Category 2 AIFMD Investment Services Licence Holder, the Interim Financial Return is due to the MFSA by 31st July. For any...

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Financial Services Regulation
Jul 31, 2018

Category 2 UCITS Fund Managers

If you are a Category 2 UCITS Investment Services Licence Holder, the Interim Financial Return is due to the MFSA by 31st July. For any...

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