Compliance Alerts


Mar 31, 2019

FIAU Annual Compliance Report

If you are a Category 4 Investment Services Licence Holder, the Annual Compliance Report is due to the FIAU by 31st March. For any assistance...

Read More
Mar 31, 2019

Category 2 de Minimis Licence Holders

If you are a Category 2 De Minimis Investment Services Licence Holder, the Annual Compliance Report is due to the FIAU by 31st March. For...

Read More
Mar 31, 2019

Category 2 & 3 MiFID Licence Holders

If you are a Category 2 or 3 (MiFID) Investment Services Licence Holder, the Annual Compliance Report is due to the FIAU by 31st March....

Read More
Mar 31, 2019

Category 1 MiFID Licence Holders

If you are a Category 1 (MiFID) Investment Services Licence Holder, the Annual Compliance Report is due to the FIAU by 31st March. For any...

Read More
Mar 31, 2019

Category 2 AIFMs

If you are a Category 2 AIFMD Investment Services Licence Holder, the Annual Compliance Report is due to the FIAU by 31st March. For any...

Read More
Mar 31, 2019

Category 2 UCITS Fund Managers

If you are a Category 2 UCITS Investment Services Licence Holder, the Annual Compliance Report is due to the FIAU by 31st March. For any...

Read More