Compliance Alerts


Compliance Financial Services Regulation
Aug 31, 2017

Malta based UCITS Collective Investment Schemes / Malta based retail Non-UCITS

If you are the Compliance Officer of a Malta based UCITS Collective Investment Scheme with accounting period ending on the 31st December, the Half-yearly Audited...

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Financial Services Regulation Investment Services
Aug 11, 2017

Category 2 & 3 MiFID Licence Holders

If you are a Category 2 or 3 (MiFID) Investment Services Licence Holder, the Interim COREP Return is due to the MFSA by the 11th...

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